| Description | Ticker | Buy/Sell | Trade Date |
|---|---|---|---|
| AXA Retirement Cornerstone 3 | OTHER | SELL | Nov 28, 17 |
| AXA Retirement Cornerstone 3 | OTHER | SELL | Sep 12, 17 |
| AXA Retirement Cornerstone 3 | OTHER | SELL | Jul 19, 17 |
| AXA Retirement Cornerstone I | OTHER | SELL | Jun 30, 17 |
| Vanguard Intermediate | VCIT | SELL | Mar 1, 17 |
| Amazon.com, Inc. | AMZN | BUY | Oct 28, 16 |
| Berkshire Hathaway Inc. New | BRK-B | SELL | Oct 28, 16 |
| sPDR Dow Jones Industrial Av | DIA | SELL | Aug 30, 16 |
| LB, LLC | LP | SELL | Jul 1, 16 |
| AllianceBernstein Short Dura | OTHER | SELL | Mar 7, 16 |