| AMCAP Fund | AMCAP | BUY | Dec 17, 20 | $50K - $100K |
| American Balanced Fund [OT] | OPTION | BUY | Dec 17, 20 | $50K - $100K |
| American Small Cap World Fun | FUND | BUY | Dec 17, 20 | $15K - $50K |
| American Balanced Fund [OT] | OTHER | BUY | Dec 17, 20 | $50K - $100K |
| American Small Cap World Fun | OTHER | BUY | Dec 17, 20 | $15K - $50K |
| Capital World Growth & Incom | CGI | BUY | Dec 10, 20 | $50K - $100K |
| Fundamental Investors CL A [ | FUND | BUY | Dec 10, 20 | $50K - $100K |
| Vanguard Div Appreciation ET | VTI | BUY | Dec 10, 20 | $50K - $100K |
| First Trust DJ Internet Inde | FMBI | BUY | Dec 10, 20 | $15K - $50K |
| Goldman Sachs Activebeta U.S | GLD | BUY | Dec 10, 20 | $15K - $50K |